Submount, optical module provided therewith, and submount manufacturing method

ABSTRACT

In order to simplify submount manufacture, and increase the manufacturing efficiency thereof, a first electrode layer ( 12 ) is formed as a layer on the surface of a submount substrate ( 11 ); a side surface ( 122 ) of the first electrode layer ( 12 ) is formed on substantially the same plane as a side surface ( 112 ) of the submount substrate ( 11 ); and the side surface ( 122 ) of the first electrode layer ( 12 ) is a connection surface for creating an electrical connection with the first electrode layer ( 12 ). By making the first electrode layer ( 12 ) sufficiently thick, the surface area of the side surface ( 122 ) can be made sufficiently large. This allows, for example, wire bonding using this side surface ( 122 ). Further, components such as an optical element ( 14 ) can be protected by a sealing material ( 16 ).

TECHNICAL FIELD

The present invention relates to a submount that can be used to mount acomponent for carrying out reception or transmission of light on asubstrate.

BACKGROUND ART

In patent publication 1 and patent publication 2 described below, thereis disclosed a submount for an LED-array as a light emitting element. Anoutline of this structure will be described using FIG. 1 and FIG. 2.

The submount 100 of this related art comprises a submount substrate 101,a wiring electrode 102, and a light emitting element electrode 103. Thewiring electrode 102, as shown in FIG. 1, is formed across a surface(the right side surface in FIG. 1) and a side surface (upper surface inFIG. 1) of the submount substrate 101. Also, as shown in FIG. 2, a lightemitting element 104 is mounted on the electrode 103.

An example of an optical module using this type of submount 100 is shownin FIG. 2. With this example, the submount 100 is mounted on a modulesubstrate 200. An IC 300 is also mounted on the module substrate 200.The IC 300 is for driving a light emitting element 104 causing it toemit light.

With the example of FIG. 2, the optical axis of light emitted from thelight emitting element 104 is arranged parallel to the surface of thesubstrate 200. By doing this, it is possible to arrange an optical fiberfor receiving light in parallel on the substrate 200, which makes itpossible to miniaturize the overall optical module including the opticalfiber (refer to patent publication 3 below).

With this related art optical module, a connection is made between theIC 300 and a wiring electrode 102 using a bonding wire 400. Also, aconnection is made between the wiring electrode 102 and the lightemitting element 104 using a bonding wire 500.

In this way, with this related art technology it is possible toelectrically connect a drive IC 300 and a light emitting element 104.

Also, with this related art technology, since a wiring electrode 102 isformed on a side surface of a submount substrate 101, it is possible toconnect a bonding wire 400 to the wiring electrode 102. The bonding wire500 for connecting the wiring electrode 102 and the light emittingelement 104 is wired before attaching the submount substrate 101 to themodule substrate 200.

Incidentally, with the conventional submount 100 shown in FIG. 1 andFIG. 2, it is necessary for the wiring electrode 102 to be formedstraddling a side surface and the main surface of the submount substrate101. Accordingly, a bent section that is bent at about 90 degrees isformed in the wiring electrode 102. With an electrode 102 of this typeof structure there is a possibility of rupture to this bend section, andthere is a possibility that manufacturing process yield will become bad.Also, in order to form this type of structure a comparativelycomplicated processes required, and there is a problem of poormanufacturing efficiency.

CITATION LIST Patent Literature

Patent Literature 1: publication of patent application No. Hei. 3-184384(FIG. 1 and FIG. 2)

Patent literature 2: publication of patent application number2001-141969 (FIG. 5)

Patent literature 3: publication of patent application number 2008-10837(FIG. 11)

SUMMARY OF THE INVENTION Technical Problem

The present invention has been conceived in view of the above-describedcircumstances.

One object, of the present invention is to provide the technology forsimplifying the structure of a submount, and for improving manufacturingefficiency of such a submount.

Solution to the Problem

The present invention is comprised of the disclosure of any of thefollowing aspects.

(Aspect 1)

A submount comprising

a submount substrate, a first electrode layer, an optical element, and asealing member,

the submount substrate comprising a surface, and a side surface adjacentto this surface,

the first electrode layer being formed by laminating on the surface ofthe submount substrate,

a side surface of the first electrode layer being formed straddling fromthe surface of the submount substrate to the surface of the firstelectrode layer,

the side surface of the first electrode layer being formed onsubstantially the same plane as the side surface of the submountsubstrate,

the side surface and the surface of the first electrode layerconstituting contact surfaces for electrically connecting to this firstelectrode layer,

the surface of the first electrode layer and the optical element beingelectrically connected,

the sealing member covering the surface of the first electrode layer andthe surface of the optical element, and the sealing member exposing theside surface of the first electrode layer.

By making the first electrode layer sufficiently thick, it becomespossible to perform electrical connection using the side surface of thefirst electrode layer. Also, since the side surface of the firstelectrode layer is formed on substantially the same plane as the sidesurface of the submount substrate, it is possible to easily perform,connection that uses connection means such as wire bonding, solder orconductive paste. Specifically, “substantially the same plane” can be toan extent that would not inhibit connection using connection means suchas wire bonding, solder or conductive paste. For example, it is possiblefor the side surface of the first electrode layer to bulge somewhatcompared to the side surface of the submount substrate.

Also, since the surface of the first electrode layer, apart from theside surface of the first electrode layer, and the surface of theoptical element are covered by the sealing member, it is possible toprotect components such as the optical element during operations such asmanufacture of the submount itself, and attachment of the submountsubstrate to another substrate. Also, since the sealing member leavesthe side surface of the first electrode layer exposed, it is possible toeasily carry out connection operations that use this first electrodelayer.

Further, the term electrical connection in the above description is notlimited to direct connection such as wire bonding, and also has ameaning including indirect connection such as through an IC for example.

(Aspect 2)

The submount disclosed in aspect 1, further comprising a secondelectrode layer,

the second electrode layer being formed on the surface of the submountsubstrate,

and the optical element being mounted on the second electrode layer.

(Aspect 3)

The submount disclosed in aspect 2, wherein the submount substrate isprovided with a via hole and a heat dissipator,

the heat dissipator is arranged on a rear surface side of the submountsubstrate in a state exposed to the outside,

and the via hole thermally connects the second electrode layer and theheat dissipator.

(Aspect 4)

The submount disclosed in any one of aspects 1-3, wherein the sidesurface of the first electrode layer is to be connected to one end of abonding wire.

By using the heat dissipator, heat generated from the optical elementcan be radiated to the outside via the heat dissipator.

(Aspect 5)

The submount disclosed in any one of aspects 1-3, wherein the sidesurface of the first electrode layer is to be connected to an electrodeof a module substrate.

(Aspect 6)

The submount disclosed in aspect 2, wherein a drive element for drivingthe optical elements, or an amplifying element for amplifying outputfrom the optical element, is mounted on the second electrode layer.

The drive element for driving an optical element, or the amplifyingelement for amplifying output from the optical element, is for example,an IC for driving an optical element.

(Aspect 7)

The submount disclosed in aspect 1, further comprising a secondelectrode layer,

the second electrode layer being formed on the surface of the submountsubstrate,

and a silicon photonics IC being mounted on the second electrode layer.

(Aspect 8)

The submount disclosed in aspect 2 or aspect 7, wherein the sealingmember also exposes a side surface of the second electrode layer. It ispossible to perform electrical connection to the second electrode layerusing the exposed side surface of the second electrode layer.

(Aspect 9)

An optical module provided with the submount of any one of aspects 1-8,and a module substrate upon which the submount is mounted.

(Aspect 10)

A manufacturing method for a submount comprising the following steps:

(1) a step of laminating a first conductive layer on a surface of asubmount substrate;

(2) a step of forming the first conductive layer in a predeterminedshape using a mask pattern;

(3) a step of sealing a surface of the first conductive layer and asurface of the optical element using a sealing member; and

(4) a step of forming a side surface, that is formed on substantiallythe same plane as the side surface of the submount substrate and hasbeen exposed to the outside, on the first conductive layer, by cuttingthe first conductive layer in the thickness direction together with thesubmount substrate.

According to this manufacturing method, it is possible to manufacturethe submount disclosed in aspects 1-8 efficiently. Also since a firstconductive layer is formed using a mask pattern, positional precision ofthe first conductive layer is improved, and it is made easy to increasethe integration density of the first conductive layer.

Further, since a side surface of the first conductive layer is exposedby a cutting operation after sealing the surface of the first conductivelayer and a surface of the optical element using a searing member, it ispossible to protect components such as the optical element using thesealing member even during cutting operations. Also, since the sidesurface of the first conductive layer is exposed by cutting, it ispossible to increase the manufacturing efficiency of the submount.

(Aspect 11)

A manufacturing method for a submount comprising the following steps:

(1) a step of laminating a first conductive layer on a surface of asubmount substrate;

(2) a step of forming the first conductive layer in a predeterminedshape by machining;

(3) a step of sealing a surface of the first conductive layer and asurface of the optical element using a sealing member; and

(4) a step of forming a side surface, that is formed on substantiallythe same plane as the side surface of the submount substrate and hasbeen exposed to the outside, on the first conductive layer, by cuttingthe first conductive layer in the thickness direction together with thesubmount substrate.

With the present invention, a side surface of the first conductive layeris preferably made sufficiently wide, and in order to do this thethickness of the first conductive layer is preferably made sufficientlythick. In this case, if the shape of the first conductive layer isformed by etching, it is sometimes difficult to obtain sufficientmachining precision. Conversely, according to the method of this aspect,even in the case where the first conductive layer is thick, there is anadvantage that there is no deterioration in the machining precision ofthe first conductive layer. Machining here is machining using a dicer ora miller, for example, but is not restricted thereto, and can also meanmachining by cutting.

(Aspect 12)

A manufacturing method for the submount disclosed in aspect 10 or aspect11, further comprising the following step:

(5) after step (4), forming a thin film on the side surface of the firstelectrode layer in order to carry out electrical connection from theoutside to this first electrode layer.

EFFECT OF THE INVENTION

According to the present invention, it is possible to provide a submountthat is easy to manufacture and has good manufacturing efficiency.

Also, according to the present invention, it is possible to provide anoptical module that uses this submount.

Further, according to the present invention, it is possible to provide amethod for manufacturing this submount efficiently and with highprecision.

BRIEF DESCRIPTION OF THE DRAWINGS

FIG. 1 is an explanatory drawing for describing the structure of aconventional submount.

FIG. 2 is an explanatory drawing for describing examples of mounting theconventional submount on a module substrate.

FIG. 3 is an explanatory drawing for describing a submount of a firstembodiment of the present, invention, and schematically shows across-section of a submount.

FIG. 4 is a cross-sectional drawing of the submount of the firstembodiment of the present invention.

FIG. 5 is a perspective view in the direction of arrow A in FIG. 4.

FIG. 6 is a perspective view in the direction of arrow B in FIG. 4.

FIG. 7 is an explanatory drawing for describing an example of mountingthe submount of FIG. 3 on a module substrate.

FIG. 8 is an explanatory drawing for describing an example of mountingan optical fiber on the submount of the first embodiment of the presentinvention.

FIG. 9 is an explanatory drawing for describing another example ofmounting an optical fiber on the submount of the first embodiment of thepresent invention.

FIG. 10 is an explanatory drawing for describing a manufacturing methodfor a submount substrate of the present invention, and shows a plan viewof the submount substrate.

FIG. 11 is an expanded view of main parts of FIG. 10.

FIG. 12 is an explanatory drawing for describing a manufacturing methodfor a submount substrate of the present invention, and shows a side viewof the submount substrate.

FIG. 13 is an explanatory drawing for describing a manufacturing methodfor a submount substrate of the present invention, and shows a plan viewof a submount substrate having a slit formed therein.

FIG. 14 is an expanded view of main parts of FIG. 13.

FIG. 15 is an explanatory drawing showing a submount substrate of asecond embodiment of the present invention.

FIG. 16 is a perspective view in the direction of arrow A in FIG. 15.

FIG. 17 is a perspective view in the direction of arrow B in FIG. 15.

FIG. 18 is an explanatory drawing showing one example of an opticalmodule that uses the submount substrate of the second embodiment.

FIG. 19 is an explanatory drawing showing another example of an opticalmodule that uses the submount substrate of the second embodiment.

FIG. 20 is an explanatory drawing for describing a submount substrate ofa third embodiment.

FIG. 21 is a perspective view in the direction of arrow A in FIG. 20.

FIG. 22 is an explanatory drawing for describing a submount substrate ofa fourth embodiment.

FIG. 23 is a perspective view in the direction of arrow A in FIG. 22.

FIG. 22 is an explanatory drawing for describing a submount substrate ofa fifth embodiment.

FIG. 25 is a perspective view in the direction of arrow A in FIG. 24.

FIG. 26 is an explanatory drawing for describing a submount substrate ofa sixth embodiment.

FIG. 27 is an explanatory drawing for describing a submount substrate ofa seventh embodiment.

FIG. 28 is an explanatory drawing for describing a method of mounting anoptical element on the submount substrate of FIG. 27.

FIG. 29 is an explanatory drawing showing one example of an opticalmodule that uses the submount substrate of FIG. 27.

FIG. 30 is an explanatory drawing showing another example of an opticalmodule that uses the submount substrate of FIG. 27.

FIG. 31 is an explanatory drawing for describing a submount substrate ofan eighth embodiment.

FIG. 32 is an explanatory drawing for describing a method of mounting anoptical element on the submount substrate of FIG. 31.

FIG. 33 is an explanatory drawing showing one example of an opticalmodule that uses the submount substrate of FIG. 31.

FIG. 34 is an explanatory drawing showing another example of an opticalmodule that uses the submount substrate of FIG. 31.

FIG. 35 is an explanatory drawing for describing conditions of amanufacturing method for a submount substrate of a ninth embodiment.

FIG. 36 is an explanatory drawing for describing a manufacturing methodfor a submount substrate of the ninth embodiment.

FIG. 37 is a cross-sectional drawing of a submount of a tenthembodiment.

EMBODIMENTS FOR CARRYING OUT THE INVENTION First Embodiment

A submount of a first embodiment of the present invention, and anoptical module using the submount, will be described based on theattached drawings FIG. 3-FIG. 9.

An optical module of this embodiment comprises a submount 1, a modulesubstrate 2, and an IC 3 as key elements (refer to FIG. 7).

(Submount Structure)

The submount 1 of this embodiment mainly comprises a submount substrate11, a first electrode layer 12, a second electrode layer 13, an opticalelement 14 and a sealing member 16 (refer to FIG. 3 and FIG. 4). Mentionof the sealing member 16 is omitted from FIG. 3.

The submount substrate 11 comprises a surface (right side surface inFIG. 3) 111, and a side surface (upper surface in FIG. 3) 112 adjacentto this surface 111. It is preferable to use a high insulation propertymaterial such as glass epoxy or ceramic as the material for the submountsubstrate 11.

The first electrode layer 12 is formed by laminating on the surface 111of the submount substrate 11 (refer to FIG. 3 and FIG. 4). Also, asshown in FIG. 5 and FIG. 6, a plurality of first electrode layers 12 arearranged in an array shape positioned at intervals. In the descriptionof this embodiment, unless particularly necessary, the plurality offirst electrode layers will be grouped together and simply referred toas first electrode layer 12. One example of material of the firstelectrode layer 12 is a laminated structure of a Ni layer and a Aulayer, but this is not restrictive as long as it is a material with goodconductivity. This type of first electrode layer 12 can be producedusing, for example, Ni/Au plating. Alternatively, it is possible to formthe first electrode layer by pressure-joining copper foil to the surfaceof the submount substrate 11, and forming into a specified shape byetching (a manufacturing method will be described later). The firstelectrode layer 12 comprises a surface (right side surface in FIG. 3)121, and a side surface (upper surface in FIG. 3) 122.

The side surface 122 of the first electrode layer 12 is formed spanningfrom the surface 111 of the submount substrate 11 to the surface 121 ofthe first electrode layer 12. The side surface 122 of the firstelectrode layer 12 is formed on substantially the same plane as the sidesurface 112 of the submount substrate 11, that is, the side surface 122of the first electrode layer 12, and the side surface 112 of thesubmount substrate 11 are made substantially what is called “in-plane”.Further, the side surface 122 of the first electrode layer 12 isregarded as a connection surface for performing electrical connection tothis first electrode layer 12. Specifically, in order to facilitate wirebonding, a thin-film 122 a (refer to FIG. 4) made of Ni/Au plate, forexample, is formed on this side surface 122.

The second electrode layer 13, similarly to the first electrode layer12, is formed on the surface 111 of the submount substrate 11 (refer toFIG. 3-FIG. 5). An array shaped optical element. 14 for carrying outeither reception or emission of light is mounted on the second electrodelayer 13 (refer to FIG. 5 and FIG. 6). As a material for the secondelectrode layer 13 it is possible to use the same material as that ofthe first electrode layer 12. It is possible to use a light receivingelement or a light emitting element as the optical element 14. As alight receiving element, it is possible to use an element that convertslight to electricity, such as a PD (Photo Diode). As a light emittingelement, it is possible to use an element that generates light usingelectrical power, such as an LED (Light Emitting Diode) or a VCSEL(Vertical Cavity Surface Emitting LASER). Unless particularly required,in the description of this embodiment a plurality of optical elementsarranged in an array (for example, PDs and LEDs) will be groupedtogether and referred to as optical element 14. As the optical element14 it is also possible to use a single element and not an array.

The optical element 14 and the first electrode layer 12 are electricallyconnected by means of a bonding wire 15 (refer to FIG. 4). It is alsopossible to electrically connect the first electrode layer 12 and thesecond electrode layer 13, using wire bonding or a wiring pattern.

The second electrode layer 13 and the optical element 14 areelectrically connected. Specifically, an electrode (not shown) is formedon a bottom surface (surface facing the second electrode layer) of theoptical element 14, and this electrode is connected to a surface 131 ofthe second electrode layer 13 by means of a connecting material (notshown) such as solder or conductive paste.

Further, as shown in FIG. 4 the first electrode layer 12, secondelectrode layer 13, optical element 14, and bonding wire 15, are sealedby the sealing member 16. However, the sealing member 16 is configuredsubstantially not covering the side surface 122 of the first electrodelayer 12. That is, by exposing this side surface 122 to the outside, itbecomes possible to use for electrical connection. Also, with thisconfiguration, it is possible to seal places that will constituteelectrical connection points between the first electrode layer 12 andthe second electrode layer 13 or the optical element 14 with the sealingmember 16. It is possible to expose the side surface of the secondelectrode layer 13 for electrical connection.

Here, it is preferable for the sealing member 16 to transmit, light thathas been emitted from the optical element 14 or is incident on theoptical element 14. Light wavelength bands used by a general opticalfiber are the 850 nm band, the 1100 nm band, the 1310 nm band, and the1550 nm band. As a material that is transparent with respect to light inthese bands, there are, for example, silicon type, epoxy type andpolyimide type resins, it is possible to use a material that hardens bymeans such as UV, heat or two component mixing. However, the material isnot limited to these as long as it has practically sufficient degree oftransparency with respect to the light used.

(Structure of Optical Module)

The module substrate 2 (refer to FIG. 7) can be constructed using thesame material as that of the submount substrate 11. It is also possibleto use a different material, however.

The IC 3 functions as a drive element for driving an optical element 14,or as an amplifying element for amplifying output from the opticalelement 14. This IC 3 is mounted on the surface of the module substrate2 (refer to FIG. 7). In this embodiment, an IC 3 is respectivelyarranged in correspondence with each optical element 14. This type of ICarrangement can be the same as the related art, and so fartherdescription will be omitted.

One end of a bonding wire 4 is connected to the side surface 122 of thefirst electrode layer 12 (refer to FIG. 7). In this way, the IC 3 andthe optical element 14 are electrically connected by means of the firstelectrode layer 12. Here, each IC 3 is respectively connected to theside surface 122 of each corresponding first electrode layer 12 by wirebonding.

Further, one end of an optical fiber 5 is arranged on the modulesubstrate 2, facing the optical element 14 (refer to FIG. 8). Theoptical fiber 5 transmits light to the optical element 14 in the casewhere the optical element 14 is a light receiving element, and receivesand conveys light from the optical element 14 in the case where theoptical element 14 is a light emitting element.

Operation of this Embodiment

With the optical module of this embodiment, one end of the bonding wire4 for connecting the IC 3 and the first electrode layer 12 can beconnected using the side surface 122 of the first electrode layer 12.

Therefore, with the submount 1 of this embodiment there is no need toform an electrode extending in the side surface direction, as in aconventional submount. Accordingly, the submount 1 of this embodimenthas the advantage that manufacture is simple, and there is nopossibility of rupture to a bent section. According to this embodiment,therefore, it is possible to keep manufacturing cost of the submount 1low.

In FIG. 8, the bonding wire 4 is directly connected to the firstelectrode layer 12, but it is also possible to connect indirectly, asshown in FIG. 9. Kith the example of FIG. 9, an electrode 201 is formedon the surface of the module substrate 2. The side surface 122 of thefirst electrode layer 12 is then connected to the electrode 201 byappropriate connection means such as solder or conductive paste. Withthis example, the bonding wire 4 is connected to the first electrodelayer 12 by means of the electrode 201. With the example of FIG. 9, abase 6 for adjusting the height of the optical fiber 5 can also be used.

(Method of Manufacturing Submount)

Next, a manufacturing method for the submount of this embodiment will bedescribed with reference to FIG. 10 to FIG. 14. First, a specifiednumber of first conductive layers 12 and second electrode layers 13 areformed on the surface of the submount substrate 11 using a mask pattern(not shown). For example, it is possible to form these electrode layersby carrying out selective plating after arranging a mask pattern on thesurface of the submount substrate 11. Alternatively, it is also possibleto form these electrode layers by arranging a mask pattern afterattaching copper foil to the surface of the submount substrate 11, andthen removing unnecessary portions by etching. In FIG. 10 and FIG. 13,description of parts of the first conductive layers 12 and the secondelectrode layers 13 that are shown repeatedly is omitted. Only a part ofthe submount substrate 11 is shown enlarged in FIG. 11.

With this embodiment, since each electrode layer is formed using a maskpattern, there is the advantage that it is possible to form theseelectrode layers with a high degree of integration and positionalprecision.

Next, a plurality of optical elements 14 are respectively attached tothe surface of the second electrode layer 13. These operations can becarried out at high speed and with high precision using a so-calledmulti-chip bonding process that uses a so-called die bonder (not shown).After that, a first electrode layer 12 and an optical element 14 areconnected using a bonding wire 15. This operation can also be carriedout at high speed using a wire bonder (not shown). As the size(thickness) of the second electrode layer 13, for example, it ispossible to form to a thickness, in cross-section, of 50 to 150 μm.

Next, the whole of the surface 111 of the submount substrate 11 iscovered by the sealing member 16 (refer to FIG. 12). With thisembodiment, by covering the bonding wire 15 and the optical element 14,or electrical connection points, with the sealing member 16, it ispossible to protect these from impacts from the outside. Also, by usingthe sealing member 16, it is possible to protect the bonding wire 15 andthe optical element 14 against the adhesion of moisture or foreignbodies, and breakage caused by contact with foreign bodies.

Next, a slit 17 is formed in the submount substrate 11. The slit 17 isformed passing the submount substrate 11 and the sealing member 16.Further, the slit 17 is formed so as to cut away a part of the firstelectrode layer 12. Specifically, by forming the slit 17, it is possibleto expose the side surface 122 of the first electrode layer 12 (refer toFIG. 3 and FIG. 4) to the outside. Formation of the slit 17 in this waycan be carried out at comparatively high speed and with good precisionusing a so-called dicer. A dicer is a device for cutting a substratewith high precision using a cutter such as a diamond cutter, forexample. It is possible to use a device that is hitherto known as thistype of dicer.

With this embodiment, since the bonding wire 15 and optical element 14are covered with the sealing member 16 before formation of the slit 17,it is possible to protect the bonding wire 15 and optical element 14from impact at the time of slit formation. Also, in the process of slitformation using a dicer, cutting is carried out while injecting cuttingwater (cleaning water) to a sample. Because of the sealing member 16there is the advantage that it is possible to protect the bonding wire15 and the optical element 14 from the cutting water. Further, there isthe advantage that it is possible to prevent swarf, that is producedduring the cutting process with the dicer, from adhering to the opticalelement 14.

Further, with this embodiment, because the first electrode layer 12 iscovered with the sealing member 16 before forming the slit 17 (refer toFIG. 12), there is the advantage that at the time of forming the slit 17using the dicer, it is possible to form a flat surface without burrsarising in the vicinity of the side surface 122 of the first electrodelayer 12. Specifically, with this embodiment, since a deburringoperation can be omitted, it is possible to decrease bad connections,and more importantly it is possible to reduce the cost associated withdeburring.

Also, with this embodiment, since a part of the first electrode layer 12is cut away by forming the slit 17, in a state where the slit 17 hasbeen formed, the submount substrate 11 is not finely divided and it iseasy to move and handle the submount substrate 11. Accordingly, it ispossible to simply carry out a plating formation operation to the cutsurface (namely the side surface) of the first electrode layer 12. Also,there is the advantage that alignment at the time of cutting outindividual submounts 1 from, the submount substrate 11 is easy.

A partially enlarged view of the submount substrate 11 in which the slit17 has been formed is shown in FIG. 14.

Next, plating is carried out for the side surface 122 of the firstelectrode layer 12 that has been exposed by the previously describedcutting. As a result of this, it is possible to form a thin film (notshown) for connection of the bonding wire 4 to the side surface 122. Asmaterial for the thin film, is possible to use, for example, Ni/Auplating.

With this embodiment, there is the advantage that manufacturingefficiency is good because it is possible to form the thin-film on theside surface 122 of the plurality of first electrode layers 12simultaneously with plating. With this embodiment, it is also possibleto omit plating of the side surface 122. In this case, it is preferableto carryout electrical connection to the side surface 122 after an oxidefilm has been removed by plasma etching or the like.

Next, submount substrate 11 is cut to obtain individual submounts 1.This cutting can also be carried out using a so-called dicer. In thismaimer it is possible to obtain the submount 1 shown in FIG. 4-FIG. 6.

As has been described above, the submount 1 of this embodiment has theadvantage of simple mass production while maintaining high precision.Also, since there is no bent portion in the first electrode layer 12,there is almost no possibility of fracture to the first electrode layer12. There are therefore the advantages that it possible to keep the rateof occurrence of defects that would be removed at inspection low, and itis possible to keep manufacturing cost, of the submount low.

Also, with this embodiment, when fitting an optical fiber 5 to anoptical element 14 that has been mounted on a module substrate 2, it ispossible to fit the optical fiber 5 with an end surface of the opticalfiber 5 abutting against the surface of the sealing member 16. In thisway, according to this embodiment, there is the advantage that it ispossible to make a distance between the surface of the optical element14 and an end surface of the optical fiber 5 constant without anyvariation. Specifically, with this embodiment, there is the advantagethat it is possible to improve the uniformity of optical modules thatare produced. In FIG. 8 and FIG. 9, a microscopic gap is formed betweenan end surface of the optical fiber 5 and the surface of the opticalelement 14, but in a process of deploying the optical fiber 5, it ispossible to obtain the above described advantage by abutting the two.

With the above-described embodiment, the first conductive layer 12 andthe second conductive layer 13 were formed using a mask pattern.However, it is possible to form these conductive films using amechanical process. For example, it is possible to form these conductivefilms by first applying copper foil having a required thickness to thesurface of the submount substrate 11, and then cut ting/removing thecopper foil by a mechanical process. Alternatively, it is possible tocarry out a mechanical process after plating.

With this embodiment, in particular it is preferable to make the sidesurface 122 of the first conductive layer 12 sufficiently wide, and inorder to do this it is preferable to make the thickness of the firstconductive layer 12 sufficiently thick. In this case, if the shape ofthe first conductive layer 12 is formed by etching, it may be difficultto obtain sufficient processing accuracy. By contrast, according to themanufacturing method using a mechanical process, if the first conductivelayer 12 is thick also, there is the advantage that processing accuracyof the first conductive layer 12 is not degraded. The mechanical processhere uses a dicer or a miller, for example, but is not restrictedthereto, and it is also possible to use a processing method with anotherform of cutting.

Second Embodiment

Next, a submount 21 of a second embodiment of the present invention willbe described mainly with reference to FIG. 15 to FIG. 19. In thedescription of this embodiment, the same reference numerals will be usedfor elements that are basically common to structural elements of thepreviously described first embodiment, and cumbersome description willbe avoided.

The submount substrate 11 of the second embodiment is further providedwith a via 123, a heat dissipator 124, and an intermediate conductivebody 125 (refer to FIG. 15 to FIG. 17). Specifically, the submountsubstrate 11 of the second embodiment is configured as a so-calledmultilayer substrate.

The heat dissipator 124 is arranged on a rear surface side (left side inFIG. 15) of the submount substrate 11, in a state exposed to theoutside. The via 123 connects the second electrode layer 13, on which anoptical element 14 has been arranged, and the heat dissipator 124. Amaterial having good thermal conductivity such as copper, for example,is used as the via 123. In this way, with this embodiment, the secondelectrode layer 13 and the heat dissipator 124 are thermally andelectrically connected by means of the via 123.

According to the submount 21 of this embodiment, there is the advantagethat it is possible to discharge heat generated by the optical element14 to the outside using the heat dissipator 124.

The submount 21 of this embodiment, similarly to the first embodiment,can be mounted on the module substrate 2 (referred to FIG. 18 and FIG.19).

The remaining structure and advantages of the second embodiment arebasically the same as those of the previously described firstembodiment, and so description of any further detail will be omitted.

Third Embodiment

A submount 31 of a third embodiment of the present invention, will bedescribed mainly with reference to FIG. 20-FIG. 21. In the descriptionof this embodiment, the same reference numerals will be used forelements that are basically common to structural elements of each of thepreviously described embodiments, and cumbersome description will beavoided.

The submount substrate 11 of the third, embodiment, similarly to thesecond embodiment, is a so-called multilayer substrate.

Also, with the third embodiment, in addition to the optical element 14,an IC 3 is further mounted on the surface of the second electrode layer13 of the submount substrate 11. Specifically, with the above-describedembodiment an IC 3 was mounted on the surface of the module substrate 2,but with this third embodiment the IC 3 is mounted on the submountsubstrate 11. Also, the IC 3 and the optical element 14 are sealed bythe sealing member 16 (refer to FIG. 20) together with wiring forconnecting them together.

Further, with the third embodiment, an electrode 201 that has beenformed on the surface of the module substrate 2, and side surfaces ofthe intermediate conductive body 125 and the heat dissipator 124, areconnected by connection means such as solder or conductive paste, and inthis way required electrical connections are carried out. Here, thebonding wire 4 of this embodiment connects an electrode (not shown) atthe module substrate 2 side, and the side surface 122 of the firstelectrode layer 12.

With this embodiment, there is the advantage that it is possible toshorten the length of wiring for connecting the IC 3 and the opticalelement 14.

Also, with this embodiment, since the electrode 201 that has been formedon the surface of the module substrate 2, and side surfaces of thesecond electrode layer 13, the intermediate conductive body 125 and theheat dissipator 124, are connected, it is possible to increase thenumber of electrical connection points. Accordingly, connection pointsrequired for control of the IC 3 etc. can be increased without wirebonding, and it becomes possible to reduce the work required formounting.

The remaining structure and advantages of the third embodiment arebasically the same as those of each of the previously describedembodiments, and so description of any further detail will be omitted.

Fourth Embodiment

A submount 41 of a fourth embodiment of the present invention, will bedescribed mainly with reference to FIG. 22-FIG. 23. In the descriptionof this embodiment, the same reference numerals will be used forelements that are basically common to structural elements of each of thepreviously described embodiments, and cumbersome description will beavoided.

The submount substrate 11 of the fourth embodiment, similarly to thesecond and third embodiments, is a so-called multilayer substrate.

Also, with the third embodiment, a silicon photonics IC 18 is usedinstead of the optical element 14 and the IC 3. The silicon photonics IC13 is an IC into which functional sections as an optical element andfunctional sections as an IC for driving the optical element andamplifying signals, are integrated. The silicon photonics IC 18 ismounted on the second electrode layer 13, and sealed by the sealingmember 16 (refer to FIG. 22).

In the case of the silicon photonics IC 18 there is a tendency for thenumber of connection points required for connection to the substrate tobe large. With this embodiment, as well as connection using wirebonding, it is also possible to connect to the electrode 201 of themodule substrate 2 using each of the side surfaces of the secondelectrode layer 13, the intermediate conductive body 125, and the heatdissipator 124, which gives an advantage that it is possible tominiaturize the overall module.

The remaining structure and advantages of the fourth embodiment arebasically the same as those of each of the previously describedembodiments, and so description of any further detail will be omitted.

Fifth Embodiment

Next, a submount 51 of a fifth embodiment of the present invention willbe described mainly with reference to FIG. 24 and FIG. 25. In thedescription of this embodiment, the same reference numerals will be usedfor elements that are basically common to structural elements of each ofthe previously described embodiments, and cumbersome description will beavoided.

The submount substrate 11 of the fifth embodiment, similarly to thesecond to fourth embodiments, is a so-called multilayer substrate.However, with the fifth embodiment the heat dissipator has been omitted.

Also, with the fifth embodiment, similarly to the second and thirdembodiments, the optical element 14 is mounted on the surface of thesecond electrode layer 13.

With the fifth embodiment, an end surface (lower surface in FIG. 24) ofthe via 123 of the submount substrate 11 is connected to the electrode201 of the module substrate 2 by appropriate connection means such assolder.

Further, with the fifth embodiment, the side surface 122 of the firstelectrode layer 12 is directly connected to an electrode 701 of asemiconductor package 7. That is, with this embodiment, the electrode701 and the first electrode layer 12 are connected without using wirebonding.

The semiconductor package 7 is mounted on the surface of the modulesubstrate 2. Also, with this semiconductor package 7 the electrode 701is formed on the side surface. It is possible to use, for example, a QFN(Quad Flat Non-leaded Package) as this semiconductor package 7.

In the case where QFN is used as the semiconductor package, it ispossible to obtain the following advantage.

-   -   since it is possible to reduce or completely do away with the        number of wires required for wiring, this contributes to        miniaturization of the optical modules;    -   by reducing the number of wires, impedance matching is made easy        and high-frequency performance can be improved.

The remaining structure and advantages of the fifth embodiment arebasically the same as those of each of the previously describedembodiments, and so description of any further detail will be omitted.

Sixth Embodiment

A submount 61 of a sixth embodiment of the present invention, will bedescribed mainly with reference to FIG. 26. In the description of thisembodiment, the same reference numerals will be used for elements thatare basically common to structural elements of each of the previouslydescribed embodiments, and cumbersome description will be avoided.

The structure of the submount 61 of the sixth embodiment is basicallythe same as the structure of the submount 1 shown in FIG. 8. However,with the sixth embodiment, a side surface 132 of the second electrodelayer 13 is directly connected to the electrode 201 formed on thesurface of the module substrate 2. In this way, with the sixthembodiment, it is possible to electrically connect the second electrodelayer 13 and the module substrate 2.

Further, with the sixth embodiment, there is the advantage that heatgenerated by the optical element 14 can be discharged to the outside bymeans of the second electrode layer 13 and the electrode 201.

The remaining structure and advantages of the sixth embodiment arebasically the same as those of each of the previously describedembodiments, and so description of any further detail will be omitted.

Seventh Embodiment

A submount 71 of a seventh embodiment of the present, invention, will bedescribed mainly with reference to FIG. 27 to FIG. 30. In thedescription of this embodiment, the same reference numerals will be usedfor elements that are basically common to structural elements of each ofthe previously described embodiments, and cumbersome description will beavoided.

The submount substrate 11 of the seventh embodiment is substantiallytransparent with respect to light of a wavelength used. Also, with theseventh embodiment, an incoming or outgoing light point 141 of theoptical element 14 is arranged facing the transparent submount substrate11.

The submount 71 of this embodiment, similarly to the above-describedembodiment, can be attached to the module substrate 2 (refer to FIG. 29and FIG. 30). With this embodiment, light that has passed through, thesubmount substrate 11 is received by the optical element 14, or lightthat has been generated by the optical element 14 can be transmittedthrough the submount substrate 11.

The remaining structure and advantages of the seventh embodiment arebasically the same as those of each of the previously describedembodiments, and so description of any further detail will be omitted.

Eighth Embodiment

Next, a submount 81 of an eighth embodiment of the present inventionwill be described mainly with reference to FIG. 31 to FIG. 34. In thedescription of this embodiment, the same reference numerals will be usedfor elements that are basically common to structural elements of each ofthe previously described embodiments, and cumbersome description will beavoided.

A through hole 113 for passing light is formed in the submount substrate11 of the eighth embodiment. Also, with the eighth embodiment, anincoming or outgoing light point 141 of the optical element 14 isarranged facing the through hole 113.

The submount 81 of this embodiment, similarly to the above-describedembodiment, can be attached to the module substrate 2 (refer to FIG. 33and FIG. 34). With this embodiment, light that has passed through thethrough hole 113 of the submount substrate 11 can be received by theoptical element 14. Alternatively, light generated by the opticalelement 14 can be sent out externally, for example, to an optical fiber5, by means of the through hole 113 of the submount substrate 11.

The remaining structure and advantages of the eighth embodiment arebasically the same as those of each of the previously describedembodiments, and so description of any further detail will be omitted.

Ninth Embodiment

Next, a manufacturing method for a submount 91 or a ninth embodiment ofthe present invention, will be described mainly with reference to FIG.35 to FIG. 36. In the description of this embodiment, the same referencenumerals will be used for elements that are basically common tostructural elements of each of the previously described embodiments, andcumbersome description will be avoided.

First, with reference to FIG. 35, a detailed manufacturing method forthe submount 1 of the first embodiment will be described.

With the first embodiment that has already been described, a sidesurface of the submount substrate 11 is subjected to cutting processing,to expose a side surface 122 of the first electrode layer 12 to theoutside (refer to FIG. 35( a)).

Next, although description was omitted previously, the side surface 122of the first electrode layer 12 is etched to a shallow depth, to removewaste that has adhered to the side surface 122 (refer to FIG. 35( b)).

Next, a thin-film 122 a formed or Ni/Au plate is formed on the sidesurface 122 (refer to FIG. 35( c)). Wire bonding is simplified by thisthin-film.

However, with this manufacturing method, when forming the thin film 122a on the side surface 122 of the first electrode layer 12, a thin film(shown by reference character P in FIG. 35( c)) also grows in a sidesurface direction (in the upward direction in FIG. 35( c)) of athin-film 121 a formed on the surface 121 of the first electrode layer12. The thin-film 121 a is also formed of Ni/Au plate. If this happens,a step arises in the formed thin-film, and there is a possibility ofdifficulties arising in a wire bonding operation. In order to reliablyprevent the occurrence of a step, it can be considered to devise a maskshape at the time of plating. Alternatively, it is also possible tocarry out processing to remove this step after the step has been formed.However, there is a possibility that this type of operation will raisethe processing cost.

Also, as shown in FIG. 35( a), if the side surface 122 of the firstelectrode layer 12 and an end surface of the thin-film 121 a are at thesame position, then at the time of cutting the submount substrate 11 thethin-film 121 a may be drawn out to partially cover the side surface122. In this type of situation, if etching processing is carried out tothe side surface 122, processing rate will differ depending on thematerial, and microscopic irregularities will be formed on the sidesurface 122. If this happens, irregularities will occur on the surfaceof the thin film 122 a that is finally formed, and there is a danger ofincreasing the occurrence of contact failures in a wire bonding process.

With this ninth embodiment, therefore, an end section of the thin-film121 a formed on the surface 121 of the first electrode layer 12 isdivided from the side surface 122 of the first electrode layer 12(referred to FIG. 36( a)). This can be implemented comparatively easilyand at low-cost by devising a mask shape for forming the thin-film 121a. Operations after that are the same as the example of FIG. 35(referred to FIGS. 36( b) and (c)).

By doing this, it is possible to prevent the occurrence of a step at theside surface side of the first electrode layer 12, and there is theadvantage that it is useful in reducing the processing cost of thesubmount.

Also, with the ninth embodiment, since the side surface 122 of the firstelectrode layer 12 and an end section of the thin-film 121 a aredivided, at the time of cutting the submount substrate 11, side surface122 is not partially covered by the thin-film 121 a. Accordingly,according to this ninth embodiment, there is the advantage that it ispossible to reduce the possibility of contact failures in the wirebonding process.

Further, by improving the uniformity of the side surface 122 of thefirst electrode layer 12, there are the following advantages.

-   -   in order to process the submount 1, a nozzle of a die bonder or        a mounter is vacuum contacted with the side surface 122. At this        time, if uniformity of the side surface 122 is high, the vacuum,        contact can be carried out reliably.    -   as shown in FIG. 9, when the side surface 122 is connected to        the module substrate 2, if the side surface 122 projects it is        easy for the submount substrate 11 to be inclined. Conversely,        if the side surface 122 is formed uniformly, the submount        substrate 11 is not inclined and assembly becomes easy.    -   with the implementation example such as in FIG. 9, the side        surface 122 is connected to the electrode 201 of the module        substrate 2. In this case, if the side surface 122 has        uniformity, it is possible to increase the reliability of        junctions between the electrode 201 and the side surface 122        that use conductive paste or solder.

The remaining structure and advantages of the ninth embodiment arebasically the same as those of each of the previously describedembodiments, and so description of any further detail will be omitted.

FIG. 37 shows a submount 101 of a tenth embodiment of the presentinvention. With this example, the first electrode layer 12 is formedusing a via. Specifically, the first electrode layer 12 this embodimentis provided with an extended section 122 b formed from a via, and a landsection 122 c for the via.

With this embodiment, it is possible to make the side surface of theextended section 122 b large in area. Accordingly, it is possible toreduce the resistance of connection points by carrying out electricalconnection using this side surface.

Here, as the via for forming the extended section 122 b, it is possibleto use a through hole via where a hole is formed in an axial direction,or to use a via that is internally filled with a conductive material.Alternatively, as the via it is possible to internally fill a conductivematerial, in which a hole is formed in the axial direction, with anon-conductive material.

Reference numeral 1011 in FIG. 37 shows a dummy pattern for stabilizingorientation of a submount placed on a component.

The remaining structure and advantages of this embodiment are basicallythe same as those of the previously described first embodiment, and sodescription of any further detail will be omitted.

The content of the present invention is not limited to each of theabove-described embodiments. It will be understood that variousmodifications may be added to the present invention with respect to thespecific structure, within the scope of the appended patent claims.

For example, although with the embodiments the second electrode layer 13and the optical element 14 are electrically connected, it is alsopossible to have them not electrically connected depending on thestructure of an electrode of the optical element 14. Also, it ispossible to omit formation of the second electrode layer itself.

DESCRIPTION OF THE REFERENCE NUMERALS

-   1, 21, 31, 41, 51, 61, 71, 81, 91 Submount-   11 submount substrate-   111 surface of submount substrate-   112 side surface of submount substrate-   113 through hole-   12 first electrode layer-   121 surface of first electrode layer-   122 side surface of first electrode layer-   123 via-   124 heat dissipator-   125 intermediate conductor-   13 second electrode layer-   131 surface of second electrode layer-   132 side surface of second electrode layer-   14 optical element-   141 incoming or outgoing light point-   15 bonding wire-   16 sealing member-   17 slit-   18 silicon photonics IC-   2 module substrate-   201 electrode of module substrate-   3 IC (corresponding to drive element for driving an optical element,    or an amplifying element for amplifying output from the optical    element)-   4 bonding wire-   5 optical fiber-   6 base-   7 semiconductor package-   701 electrode of semiconductor package

1. A submount, comprising a submount substrate, a first electrode layer,an optical element, and a sealing member, the submount substratecomprising a surface, and a side surface adjacent to this surface, thefirst electrode layer being formed by laminating on the surface of thesubmount substrate, a side surface of the first electrode layer beingformed straddling from the surface of the submount substrate to thesurface of the first electrode layer, the side surface of the firstelectrode layer being formed on substantially the same plane as the sidesurface of the submount substrate, the side surface and the surface ofthe first electrode layer constituting contact surfaces for electricallyconnecting to this first electrode layer, the surface of the firstelectrode layer and the optical element being electrically connected,the sealing member covering the surface of the first electrode layer andthe surface of the optical element, and the sealing member exposing aside surface of the first electrode layer.
 2. The submount of claim 1,further comprising a second electrode layer, the second electrode layerbeing formed on the surface of the submount substrate, and the opticalelement being mounted on the second electrode layer.
 3. The submount ofclaim 2, wherein the submount substrate is provided with a via and aheat dissipator, the heat dissipator being arranged on a rear surfaceside of the submount substrate in a state exposed to the outside, andthe via thermally connecting the second electrode layer and the heatdissipator.
 4. The submount disclosed in claim 1, wherein the sidesurface of the first electrode layer is connected to one end of abonding wire.
 5. The submount disclosed in claim 1, wherein the sidesurface of the first electrode layer is connected to an electrode of amodule substrate.
 6. The submount disclosed in claim 2, wherein a driveelement for driving the optical elements, or an amplifying element foramplifying output from the optical element, is mounted on the secondelectrode layer.
 7. The submount disclosed in claim 1, furthercomprising a second electrode layer, the second electrode layer beingformed on the surface of the submount substrate, and a silicon photonicsIC being mounted on the second electrode layer.
 8. The submountdisclosed in claim 2, wherein the sealing member also exposes a sidesurface of the second electrode layer.
 9. An optical module providedwith the submount of claim 1, and a module substrate upon which thesubmount is mounted.
 10. A manufacturing method for a submount,comprising the following steps: (1) a step of laminating a firstconductive layer on a surface of a submount substrate; (2) a step offorming the first conductive layer in a predetermined shape using a maskpattern; (3) a step of sealing a surface of the first conductive layerand a surface of an optical element using a sealing member; and (4) astep of forming a side surface, that is formed on substantially the sameplane as the side surface of the submount substrate and has been exposedto the outside, on the first conductive layer, by cutting the firstconductive layer in the thickness direction together with the submountsubstrate.
 11. A manufacturing method for a submount, comprising thefollowing steps: (1) a step of laminating a first conductive layer on asurface of a submount substrate; (2) a step of forming the firstconductive layer in a predetermined shape by machining; (3) a step ofsealing a surface of the first conductive layer and a surface of anoptical element using a sealing member; and (4) a step of forming a sidesurface, that is formed on substantially the same plane as the sidesurface of the submount substrate and has been exposed to the outside,on the first conductive layer, by cutting the first conductive layer inthe thickness direction together with the submount substrate.
 12. Amanufacturing method for the submount disclosed in claim 10, furthercomprising the following step: (5) after step (4), forming a thin filmon the side surface of the first electrode layer in order to carry outelectrical connection from the outside to this first electrode layer.13. A manufacturing method for the submount disclosed in claim 11,further comprising the following step: (5) after step (4), forming athin film on the side surface of the first electrode layer in order tocarry out electrical connection from the outside to this first electrodelayer.
 14. The submount disclosed in claim 7, wherein the sealing memberalso exposes a side surface of the second electrode layer.